Islam, Islamic, Islamic News, Fatwa's and Islamic Business/Finance with Islam Online

SEC Suits, Sukuk `Lessons’, Volcker Loopholes: Compliance

10 Jan 2013 08:24 GMT   التعليقات ()       إضافة تعليق       طباعة       إرسال لصديق

(Corrects identification of Japan regulator to Nuclear Regulation Authority in story on safety rules in Compliance Policy section of column originally published Jan. 9.)

The U.S. Supreme Court signaled it may tighten the time limits that apply when the Securities and Exchange Commission and other government agencies seek to impose fines on people and companies accused of fraud.

Hearing arguments yesterday in Washington, justices across the court's ideological divide voiced doubt about the Obama administration's position in a case involving market timing, the practice of making frequent, short-term trades at the expense of other investors. Wire External Story From Source: Bloomberg - Read full article here is not responsible for the content of external internet sites


Loading comments ...